get
https://duedil.io/v4/company///fca-authorisations.
Get the Financial Conduct Authority authorisations or registrations for a given UK company. Due to the nature of this regulation, country codes other than 'gb' will not be supported.
Recent Requests
Log in to see full request history
| Time | Status | User Agent | |
|---|---|---|---|
Retrieving recent requests… | |||
Loading…
Status (Current Authorisation Status) and Status Description
The status field indicates the current regulatory status of a firm or individual. statusDescription directly correlates with Status. Not all statuses have a description – some are left blank as detailed in the below table:
| Status | Status Description |
|---|---|
| Appointed Representative | n/a |
| Appointed representative - introducer | n/a |
| Authorised | Firm with an authorised Part IV Permission |
| Authorised - applied to cancel | n/a |
| Authorised - applied to change business type | n/a |
| Authorised - applied to change legal status | n/a |
| Authorised - Closed to Regulated Business | n/a |
| Authorised - Closed to new business | n/a |
| Authorised Schedule 5 | n/a |
| Authorised Schedule 5 - Depositary of a recognised overseas scheme and a temporary recognised overseas scheme | n/a |
| Authorised Schedule 5 - Operator/depositary/trustee of a temporary recognised scheme | n/a |
| Cancelled | Firm that has had its Part IV Permission cancelled through the normal resignation process |
| Certified | n/a |
| EEA Authorised | Firm authorised by an EEA regulator and passporting into the UK under one of the following directives: BCD, ISD, 3LD, 3NLD, IMD, UCITSMD |
| EEA Authorised - Applied to Cancel | n/a |
| EEA Authorised - Contractual run-off | n/a |
| EEA Authorised - Supervised run-off | n/a |
| Formerly MLRs Registered | n/a |
| Lapsed | n/a |
| No longer authorized | n/a |
| No longer registered as an Appointed Representative | n/a |
| Registered | Firm that we hold details about, but do not have a Part IV Permission |
| Registration Revoked | n/a |
| Revoked | Firm that has had its Part IV Permission cancelled through disciplinary action by the FCA/PRA |
| Suspended | n/a |
activityCategory and activityDescription
The activityCategory field groups related financial services activities into broad categories:
- Accepting Deposits
- Alternative Investment Fund Managers Directive
- Appointed Representative
- Benchmark Activity
- CBTL
- Claims Management
- Consumer Credit
- Credit Rating Activity
- Data Reporting Service Provider (DRSP)
- Designated Investment Business
- Funeral Plans
- Insurance Business
- Insurance Distribution
- Issuing Electronic Money
- Regulated Home Finance
- Repository Activity
- The Lloyd's Market
- The Society of Lloyd's
- Third Party Verifier Activity
The activityDescription field provides specific details about the regulated activities a firm is authorised to perform. Below are the key activities organised by category:
| Activity Category | Activity Description |
|---|---|
| Accepting Deposits | Accepting Deposits |
| Alternative Investment Fund Managers Directive | Investment advice |
| Management of portfolios of investments | |
| Management of AIFs | |
| Reception and transmission | |
| Safekeeping and administration | |
| Appointed Representative | 1001 |
| 1002 | |
| Benchmark Activity | Administering a Benchmark |
| Administering a regulated benchmark | |
| Providing information relating to reg benchmark | |
| CBTL | Acting as a CBTL Administrator |
| Acting as a CBTL Advisor | |
| Acting as a CBTL Arranger | |
| Acting as a CBTL Lender | |
| Claims Management | Advice investigate represent claim spec. benefit |
| Advice investigate represent criminal injury claim | |
| Advice investigate represent employment claim | |
| Advice investigate represent fin serv prod claim | |
| Advice investigate represent house disrepair claim | |
| Advice investigate represent personal injury claim | |
| Agreeing to carry on a regulated activity | |
| Seeking out referrals and identification of claims | |
| Temporary permission to carry out claim’s management activities | |
| Consumer Credit | Advising on a regulated credit agreement the purpose of which is to acquire land |
| Agreeing to carry on a regulated activity | |
| Credit Broking | |
| Debt Adjusting | |
| Debt Administration | |
| Debt-collecting | |
| Debt-counselling | |
| Entering into Consumer Hire Agreements as owner | |
| Entering into RCA as lender (high-cost short-term) | |
| Entering into an RCA as lender (bill of sale) | |
| Entering into an RCA as lender (home credit) | |
| Entering into an RCA as lender (other) | |
| Exercising R&D under an RCA (high-cost shortterm) | |
| Exercising lenders R&D under an RCA (bill of sale) | |
| Exercising lenders R&D under an RCA (home credit) | |
| Exercising lenders R&D under an RCA (other) | |
| Exercising owners R&D under a cons. Hire agreement | |
| Operating electronic system in relation to lending | |
| Providing Credit Information Services | |
| Credit Rating Activity | Credit Rating Agency |
| Credit Rating Agency Temporary Registration | |
| Data Reporting Service Provider (DRSP) | Operate an Approved Publication Arrangement (APA) |
| Operate an Approved Reporting Mechanism (ARM) | |
| Temporary Operate an Approved Publication Arrangement (APA) | |
| Temporary Operate an Approved Reporting Mechanism (ARM) | |
| Designated Investment Business | Acting as a depositary or sole director |
| Acting as trustee of an auth unit trust scheme | |
| Acting as trustee or depositary of a UCITS | |
| Acting as trustee or depositary of a UK UCITS | |
| Acting as trustee/depositary of authorised AIF | |
| Acting as trustee/depositary of unauthorised AIF | |
| Advising (ex Pension Transfers/Opt Outs) | |
| Advising on P2P agreements | |
| Advising on Pension Transfers/Opt Outs | |
| Agreeing to carry on a regulated activity | |
| Arranging deals in investments | |
| Arranging safeguarding and administration of asset | |
| Bidding in emissions auctions | |
| Causing dematerialised instructions to be sent | |
| Dealing in investments as agent | |
| Dealing in investments as principal | |
| Establish/operating/winding up stakeholder pension | |
| Establishing, operating or winding up a CIS | |
| Establishing/operating/winding up a reg CIS | |
| Establishing/operating/winding up an un-reg CIS | |
| Establishing/operating/winding up personal pension | |
| Managing a UCITS | |
| Managing a UK UCITS | |
| Managing an authorised AIF | |
| Managing an unauthorised AIF | |
| Managing investments | |
| Operating a Multilateral Trading Facility (MTF) | |
| Operating an Organised Trading Facility (OTF) | |
| Providing basic advice on stakeholder products | |
| Safeguarding and administration of assets | |
| Sending dematerialised instructions | |
| Funeral Plans | Advising on investments |
| Agreeing to carry on a regulated activity | |
| Arranging (bringing about) deals in investments | |
| Carrying out a funeral plan contract as provider | |
| Dealing in investments as agent | |
| Entering as provider into a funeral plan contract | |
| Making arrangements with a view to transactions in investments | |
| Insurance Business | Carrying out contracts of insurance |
| Effecting contracts of insurance | |
| Risk Transformation | |
| Insurance Distribution | Advising (ex Pension Transfers/Opt Outs) |
| Agreeing to carry on a regulated activity | |
| Arranging deals in investments | |
| Assisting in administration of insurance | |
| Dealing in investments as agent | |
| Making arrangements | |
| Issuing Electronic Money | Issuing Electronic Money |
| Regulated Home Finance | Administering a home purchase plan |
| Administering a home reversion plan | |
| Administering a regulated mortgage contract | |
| Advising on a home purchase plan | |
| Advising on a home reversion plan | |
| Advising on regulated mortgage contracts | |
| Agreeing to carry on a regulated activity | |
| Arranging (bringing about) a home purchase plan | |
| Arranging (bringing about) a home reversion plan | |
| Arranging regulated mortgage contracts | |
| Dealing in investments as principal | |
| Entering into a home purchase plan | |
| Entering into a home reversion plan | |
| Entering into a reg mortgage contract as lender | |
| Making arrangements | |
| Making arrangements for a home purchase plan | |
| Making arrangements for a home reversion plan | |
| Repository Activity | Securitisation Repository |
| Trade Repository Temporary Registration Regime under the UK European Market Infrastructure Regulation | |
| Trade Repository Temporary Registration Regime under the UK Securities Financing Transactions | |
| Trade Repository under the UK European Market Infrastructure Regulation | |
| Trade Repository under the UK Securities Financing Transactions Regulation | |
| The Lloyd's Market | Advising on syndicate participation at Lloyd's |
| Agreeing to carry on a regulated activity | |
| Arranging deals in investments | |
| Making arrangements | |
| Managing underwriting capacity of Lloyd's syndicate | |
| The Society of Lloyd's | Act carried on in connect with ins con or syn part |
| Arranging deals in insurance contracts at Lloyd's | |
| Arranging deals in participation in Lloyd's synds | |
| Third Party Verifier Activity | Third Party Verifier |